Maximum likelihood estimation of the 2-parameter generalized Pareto distribution (GPD).

gpd(threshold = 0, lscale = "loglink",
    lshape = "logofflink(offset = 0.5)",
    percentiles = c(90, 95), iscale = NULL, ishape = NULL,
    tolshape0 = 0.001, type.fitted = c("percentiles", "mean"),
    imethod = 1, zero = "shape")

Arguments

threshold

Numeric, values are recycled if necessary. The threshold value(s), called \(\mu\) below.

lscale

Parameter link function for the scale parameter \(\sigma\). See Links for more choices.

lshape

Parameter link function for the shape parameter \(\xi\). See Links for more choices. The default constrains the parameter to be greater than \(-0.5\) because if \(\xi \leq -0.5\) then Fisher scoring does not work. See the Details section below for more information.

For the shape parameter, the default logofflink link has an offset called \(A\) below; and then the second linear/additive predictor is \(\log(\xi+A)\) which means that \(\xi > -A\). The working weight matrices are positive definite if \(A = 0.5\).

percentiles

Numeric vector of percentiles used for the fitted values. Values should be between 0 and 100. See the example below for illustration. This argument is ignored if type.fitted = "mean".

type.fitted

See CommonVGAMffArguments for information. The default is to use the percentiles argument. If "mean" is chosen, then the mean \(\mu + \sigma / (1-\xi)\) is returned as the fitted values, and these are only defined for \(\xi<1\).

iscale, ishape

Numeric. Optional initial values for \(\sigma\) and \(\xi\). The default is to use imethod and compute a value internally for each parameter. Values of ishape should be between \(-0.5\) and \(1\). Values of iscale should be positive.

tolshape0

Passed into dgpd when computing the log-likelihood.

imethod

Method of initialization, either 1 or 2. The first is the method of moments, and the second is a variant of this. If neither work, try assigning values to arguments ishape and/or iscale.

zero

Can be an integer-valued vector specifying which linear/additive predictors are modelled as intercepts only. For one response, the value should be from the set {1,2} corresponding respectively to \(\sigma\) and \(\xi\). It is often a good idea for the \(\sigma\) parameter only to be modelled through a linear combination of the explanatory variables because the shape parameter is probably best left as an intercept only: zero = 2. Setting zero = NULL means both parameters are modelled with explanatory variables. See CommonVGAMffArguments for more details.

Details

The distribution function of the GPD can be written $$G(y) = 1 - [1 + \xi (y-\mu) / \sigma ]_{+}^{- 1/ \xi} $$ where \(\mu\) is the location parameter (known, with value threshold), \(\sigma > 0\) is the scale parameter, \(\xi\) is the shape parameter, and \(h_+ = \max(h,0)\). The function \(1-G\) is known as the survivor function. The limit \(\xi \rightarrow 0\) gives the shifted exponential as a special case: $$G(y) = 1 - \exp[-(y-\mu)/ \sigma]. $$ The support is \(y>\mu\) for \(\xi>0\), and \(\mu < y <\mu-\sigma / \xi\) for \(\xi<0\).

Smith (1985) showed that if \(\xi <= -0.5\) then this is known as the nonregular case and problems/difficulties can arise both theoretically and numerically. For the (regular) case \(\xi > -0.5\) the classical asymptotic theory of maximum likelihood estimators is applicable; this is the default.

Although for \(\xi < -0.5\) the usual asymptotic properties do not apply, the maximum likelihood estimator generally exists and is superefficient for \(-1 < \xi < -0.5\), so it is “better” than normal. When \(\xi < -1\) the maximum likelihood estimator generally does not exist as it effectively becomes a two parameter problem.

The mean of \(Y\) does not exist unless \(\xi < 1\), and the variance does not exist unless \(\xi < 0.5\). So if you want to fit a model with finite variance use lshape = "extlogitlink".

Note

The response in the formula of vglm and vgam is \(y\). Internally, \(y-\mu\) is computed. This VGAM family function can handle a multiple responses, which is inputted as a matrix. The response stored on the object is the original uncentred data.

With functions rgpd, dgpd, etc., the argument location matches with the argument threshold here.

Warning

Fitting the GPD by maximum likelihood estimation can be numerically fraught. If \(1 + \xi (y-\mu)/ \sigma \leq 0\) then some crude evasive action is taken but the estimation process can still fail. This is particularly the case if vgam with s is used. Then smoothing is best done with vglm with regression splines (bs or ns) because vglm implements half-stepsizing whereas vgam doesn't. Half-stepsizing helps handle the problem of straying outside the parameter space.

Value

An object of class "vglmff" (see vglmff-class). The object is used by modelling functions such as vglm and vgam. However, for this VGAM family function, vglm is probably preferred over vgam when there is smoothing.

References

Yee, T. W. and Stephenson, A. G. (2007). Vector generalized linear and additive extreme value models. Extremes, 10, 1–19.

Coles, S. (2001). An Introduction to Statistical Modeling of Extreme Values. London: Springer-Verlag.

Smith, R. L. (1985). Maximum likelihood estimation in a class of nonregular cases. Biometrika, 72, 67–90.

Author

T. W. Yee

See also

Examples

# Simulated data from an exponential distribution (xi = 0)
Threshold <- 0.5
gdata <- data.frame(y1 = Threshold + rexp(n = 3000, rate = 2))
fit <- vglm(y1 ~ 1, gpd(threshold = Threshold), data = gdata, trace = TRUE)
#> Iteration 1: loglikelihood = -953.82793
#> Iteration 2: loglikelihood = -953.827246
#> Iteration 3: loglikelihood = -953.827225
#> Iteration 4: loglikelihood = -953.827224
head(fitted(fit))
#>        90%      95%
#> 1 1.660226 1.997637
#> 2 1.660226 1.997637
#> 3 1.660226 1.997637
#> 4 1.660226 1.997637
#> 5 1.660226 1.997637
#> 6 1.660226 1.997637
summary(depvar(fit))  # The original uncentred data
#>        V1        
#>  Min.   :0.5000  
#>  1st Qu.:0.6518  
#>  Median :0.8581  
#>  Mean   :1.0057  
#>  3rd Qu.:1.1994  
#>  Max.   :6.0978  
coef(fit, matrix = TRUE)  # xi should be close to 0
#>             loglink(scale) logofflink(shape, offset = 0.5)
#> (Intercept)     -0.6590798                      -0.7401923
Coef(fit)
#>       scale       shape 
#>  0.51732718 -0.02297783 
summary(fit)
#> 
#> Call:
#> vglm(formula = y1 ~ 1, family = gpd(threshold = Threshold), data = gdata, 
#>     trace = TRUE)
#> 
#> Coefficients: 
#>               Estimate Std. Error z value Pr(>|z|)    
#> (Intercept):1 -0.65908    0.02552  -25.82   <2e-16 ***
#> (Intercept):2 -0.74019    0.03739  -19.80   <2e-16 ***
#> ---
#> Signif. codes:  0 ‘***’ 0.001 ‘**’ 0.01 ‘*’ 0.05 ‘.’ 0.1 ‘ ’ 1
#> 
#> Names of linear predictors: loglink(scale), logofflink(shape, offset = 0.5)
#> 
#> Log-likelihood: -953.8272 on 5998 degrees of freedom
#> 
#> Number of Fisher scoring iterations: 4 
#> 
#> No Hauck-Donner effect found in any of the estimates
#> 

head(fit@extra$threshold)  # Note the threshold is stored here
#>      [,1]
#> [1,]  0.5
#> [2,]  0.5
#> [3,]  0.5
#> [4,]  0.5
#> [5,]  0.5
#> [6,]  0.5

# Check the 90 percentile
ii <- depvar(fit) < fitted(fit)[1, "90%"]
100 * table(ii) / sum(table(ii))  # Should be 90%
#> ii
#> FALSE  TRUE 
#>  10.4  89.6 

# Check the 95 percentile
ii <- depvar(fit) < fitted(fit)[1, "95%"]
100 * table(ii) / sum(table(ii))  # Should be 95%
#> ii
#>     FALSE      TRUE 
#>  4.833333 95.166667 

if (FALSE)  plot(depvar(fit), col = "blue", las = 1,
               main = "Fitted 90% and 95% quantiles")
matlines(1:length(depvar(fit)), fitted(fit), lty = 2:3, lwd = 2)  # \dontrun{}
#> Error in plot.xy(xy.coords(x, y), type = type, ...): plot.new has not been called yet


# Another example
gdata <- data.frame(x2 = runif(nn <- 2000))
Threshold <- 0; xi <- exp(-0.8) - 0.5
gdata <- transform(gdata, y2 = rgpd(nn, scale = exp(1 + 0.1*x2), shape = xi))
fit <- vglm(y2 ~ x2, gpd(Threshold), data = gdata, trace = TRUE)
#> Iteration 1: loglikelihood = -3941.68436
#> Iteration 2: loglikelihood = -3941.58297
#> Iteration 3: loglikelihood = -3941.57147
#> Iteration 4: loglikelihood = -3941.56876
#> Iteration 5: loglikelihood = -3941.56826
#> Iteration 6: loglikelihood = -3941.56816
#> Iteration 7: loglikelihood = -3941.56814
#> Iteration 8: loglikelihood = -3941.56813
coef(fit, matrix = TRUE)
#>             loglink(scale) logofflink(shape, offset = 0.5)
#> (Intercept)      0.9897636                      -0.8846798
#> x2               0.1376221                       0.0000000


if (FALSE)  # Nonparametric fits
# Not so recommended:
fit1 <- vgam(y2 ~ s(x2), gpd(Threshold), data = gdata, trace = TRUE)
par(mfrow = c(2, 1))
plot(fit1, se = TRUE, scol = "blue")
#> Error in h(simpleError(msg, call)): error in evaluating the argument 'x' in selecting a method for function 'plot': object 'fit1' not found
# More recommended:
fit2 <- vglm(y2 ~ sm.bs(x2), gpd(Threshold), data = gdata, trace = TRUE)
#> Iteration 1: loglikelihood = -3941.11242
#> Iteration 2: loglikelihood = -3941.04039
#> Iteration 3: loglikelihood = -3941.027
#> Iteration 4: loglikelihood = -3941.02143
#> Iteration 5: loglikelihood = -3941.0198
#> Iteration 6: loglikelihood = -3941.01921
#> Iteration 7: loglikelihood = -3941.01902
#> Iteration 8: loglikelihood = -3941.01896
#> Iteration 9: loglikelihood = -3941.01894
#> Iteration 10: loglikelihood = -3941.01893
plot(as(fit2, "vgam"), se = TRUE, scol = "blue")  # \dontrun{}
#> Error in eval(Mcall): object 'gdata' not found